About RIA Consults

Our Family of Services

Consulting, Software, and More

Compliance Consulting

Compliance Software

Compliance Products

Compliance Templates

 

Why Choose Us?

RIA Family of Companies includes: RIA Consults -Roberson Consults Group), a consulting firm providing compliance, operations, and business development services (www.RIAconsults.com). Since 2011, RIA Consults – Roberson Consults Group has served more than 160 SEC & State Registrants across the country. International clients include: London and Czech Republic. Our integration division, RegConsults develops customized compliance tools for other Fintech businesses.

RIA Review, a compliance-management software tool (SaaS). RIA Review, a division of Roberson Ventures Group, LLC, is a user-friendly online compliance and documentation-based platform to help boutique investment advisors to structure, maintain, and develop their internal compliance review programs. 130 users and growing.

RegTech Products is a product notification portal featuring RegTech, FinTech and other product offerings for financial services markets, such as: RIA's, Broker-Dealers, Insurance, Blockchain, AML and more.

Fin Community is a member rewards and business listing for providers in the Financial Services, FinTech, RegTech, Crypto and Blockchain communities.

LEADERSHIP

Cory received a Bachelor's from the University of California, Davis in Political Science. Since then, he's acquired more than 15 years of experience in the investment management industry.

Currently, Cory is principal of RIA Consults - Roberson Consults Group, a consulting firm providing compliance, operations, and business development services for registered investment advisors and he is also principal of RIA Review, which is a compliance and document management online portal. Since 2011, RIA Consults served more than 160 RIAs, and in addition, RIA Review amassed more than 120+ users across the United States. His latest project, RegTech Review, is a compliance resource portal for fintech entrepreneurs.

His past speaking engagements included discussions on: "RegTech & The Current State of the Compliance Ecosystem" during FinTech Diaspora Forum sponsored by Prohaus VC, The Fintech School and InnovatetheNext, and "RegTech: Re-Engineering Compliance for Wealth Managers and Financial Advisors," during ICO4Impact Virtual Summit, sponsored by Beyond Capital Markets. His past publications include: "Raising the Bar for Compliance: 10 Tips to Practice Management", an article featured in a Financial Planning Association – Silicon Valley (FPA) 2014 newsletter, and "From Student to Entrepreneur: Making the Transition to Business" a book featured on Amazon.
His continuing education includes training modules from FINRA and an online business series taught by University of Pennsylvania- Wharton School (via Coursera). Previous class topics included: (1) Social Entrepreneurship, (2) Predictive/Customer Analytics, (3) and an 82-course FINRA Firm Element series on Compliance supervision practices.

As a social entrepreneur, Cory holds business support group sessions and, in the past, volunteered for programs around the world, including S. Korea, China, S. Africa, Thailand, Peru and India (via SoCap Missions).

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Partners, Vendors, or Service Providers

We are always looking for quality vendors, contract staff, and service providers. Contact us with your resume or company background for more information. We will contact you if there is a possible fit.